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REDWOOD PRIVATE WEALTH

PHOENIX, AZ · CRD 312942 · IAPD ↗ · 480-646-3504

$267.6MRegulatory AUM
56Advisory reps
61Employees
0Clients
26-50Planning clients
0Private funds
40States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2025 — REDWOOD PRIVATE WEALTH (PHOENIX, AZ) left the SEC roster (was $267.6M RAUM, 56 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
64
April 2024 — REDWOOD PRIVATE WEALTH reported RAUM up 31% ($204.3M -> $267.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
64
April 2024 — REDWOOD PRIVATE WEALTH reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
71
February 2024 — REDWOOD PRIVATE WEALTH grew from 50 to 56 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.