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LEGION PARTNERS ASSET MANAGEMENT, LLC

LOS ANGELES, CA · CRD 164136 · IAPD ↗ · 424-253-1774

$200.9MRegulatory AUM
3Advisory reps
4Employees
0Clients
0Planning clients
5Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2025 — LEGION PARTNERS ASSET MANAGEMENT, LLC reported RAUM down 51% ($446.0M -> $218.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
49
February 2024 — LEGION PARTNERS ASSET MANAGEMENT, LLC reported RAUM up 33% ($335.9M -> $446.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.