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MODERN CAPITAL MANAGEMENT, CO.

MT PLEASANT, SC · CRD 306631 · IAPD ↗ · moderncap.com · 843-892-0244

$90.7MRegulatory AUM
3Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

32
April 2026 — MODERN CAPITAL MANAGEMENT, CO. notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
32
January 2026 — MODERN CAPITAL MANAGEMENT, CO. notice-filed in ME.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2025 — MODERN CAPITAL MANAGEMENT, CO. shrank from 7 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
60
April 2025 — MODERN CAPITAL MANAGEMENT, CO. reported RAUM up 137% ($42.5M -> $100.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
51
April 2024 — MODERN CAPITAL MANAGEMENT, CO. reported RAUM up 34% ($31.7M -> $42.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.