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NUVEEN ASSET MANAGEMENT, LLC

CHICAGO, IL · CRD 155584 · IAPD ↗ · 312-917-7700

$280.48BRegulatory AUM
296Advisory reps
381Employees
25Clients
n/aPlanning clients
28Private funds
53States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — NUVEEN ASSET MANAGEMENT, LLC added office(s): 19 -> 28 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2025 — NUVEEN ASSET MANAGEMENT, LLC shrank from 321 to 299 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — NUVEEN ASSET MANAGEMENT, LLC added office(s): 14 -> 19 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — NUVEEN ASSET MANAGEMENT, LLC shrank from 342 to 321 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.