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SWAIMBROWN WEALTH MANAGEMENT LLC

CLINTON, SC · CRD 133492 · IAPD ↗ · swaimbrownwealth.com · 864-547-8018

$137.7MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
March 2024 — SWAIMBROWN WEALTH MANAGEMENT LLC (CLINTON, SC) left the SEC roster (was $137.7M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.