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ROBERT GORDON & ASSOCIATES INC

SPRINGFIELD, IL · CRD 106037 · IAPD ↗ · rga-advisors.com · 217-698-4844

$265.9MRegulatory AUM
4Advisory reps
7Employees
728Clients
251-500Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2024 — ROBERT GORDON & ASSOCIATES INC (SPRINGFIELD, IL) left the SEC roster (was $265.9M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.