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VII PEAKS CAPITAL LLC

SANTA MONICA, CA · CRD 153825 · IAPD ↗ · (415) 983-0127

$27.6MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
2Private funds
0States
4Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
March 2024 — VII PEAKS CAPITAL LLC (SANTA MONICA, CA) left the SEC roster (was $27.6M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.