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THE PROSPERITY PEOPLE

BELLEVUE, KY · CRD 124957 · IAPD ↗ · theprosperitypeople.com · 859-331-7755

$147.0MRegulatory AUM
4Advisory reps
6Employees
16Clients
101-250Planning clients
0Private funds
8States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
June 2024 — THE PROSPERITY PEOPLE grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
March 2024 — THE PROSPERITY PEOPLE shrank from 3 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.