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BREAKWATER MANAGEMENT, LP

CENTURY CITY, CA · CRD 170036 · IAPD ↗ · breakwatermgmt.com · (424) 777-4000

$169.2MRegulatory AUM
6Advisory reps
8Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
March 2024 — BREAKWATER MANAGEMENT, LP (CENTURY CITY, CA) left the SEC roster (was $169.2M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.