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BLUE ROCK ADVISORS, LLC

EXCELSIOR, MN · CRD 281831 · IAPD ↗ · blue-rock.com · (952) 229-8700

$1.22BRegulatory AUM
3Advisory reps
6Employees
0Clients
n/aPlanning clients
6Private funds
1States
2Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
March 2024 — BLUE ROCK ADVISORS, LLC (EXCELSIOR, MN) left the SEC roster (was $1.22B RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
35
February 2024 — BLUE ROCK ADVISORS, LLC reported RAUM down 54% ($2.67B -> $1.22B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
February 2024 — BLUE ROCK ADVISORS, LLC moved its main office from WAYZATA, MN to EXCELSIOR, MN.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
40
February 2024 — BLUE ROCK ADVISORS, LLC shrank from 6 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.