← Tributary

GALAPAGOS WEALTH MANAGEMENT, LLC

HOUSTON, TX · CRD 139856 · IAPD ↗ · 713-803-4326

$88.2MRegulatory AUM
2Advisory reps
8Employees
0Clients
0Planning clients
7Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
March 2024 — GALAPAGOS WEALTH MANAGEMENT, LLC (HOUSTON, TX) left the SEC roster (was $88.2M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.