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ENGINE NO.1 LLC

SAN FRANCISCO, CA · CRD 311998 · IAPD ↗ · engine1.com · 628-251-1222

$299.9MRegulatory AUM
11Advisory reps
33Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
March 2024 — ENGINE NO.1 LLC (SAN FRANCISCO, CA) left the SEC roster (was $299.9M RAUM, 11 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.