← Tributary

CANNELL & CO.

NEW YORK, NY · CRD 106326 · IAPD ↗ · cannellco.com · 212-752-5255

$3.63BRegulatory AUM
10Advisory reps
23Employees
0Clients
n/aPlanning clients
0Private funds
26States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2024 — CANNELL & CO. (NEW YORK, NY) left the SEC roster (was $3.63B RAUM, 10 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.