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WESTOR COMPLIANCE SERVICES LLC

LUGANO, Switzerland · CRD 289416 · IAPD ↗ · 4191-234-4530

$0Regulatory AUM
1Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

30
March 2024 — WESTOR COMPLIANCE SERVICES LLC (LUGANO, Switzerland) left the SEC roster (was $0 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.