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CARROLL INVESTMENTS, LLC

ATLANTA, GA · CRD 316884 · IAPD ↗ · carrollinvestmentsllc.com · 404-812-8270

$563.1MRegulatory AUM
10Advisory reps
10Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
March 2024 — CARROLL INVESTMENTS, LLC (ATLANTA, GA) left the SEC roster (was $563.1M RAUM, 10 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.