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KIRTLAND FINANCIAL MANAGEMENT, INC.

CORAL GABLES, FL · CRD 131138 · IAPD ↗ · kirtlandfinancial.com · (305) 648-0006

$396.1MRegulatory AUM
1Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2026 — KIRTLAND FINANCIAL MANAGEMENT, INC. now reports custody of client assets ($33.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2025 — KIRTLAND FINANCIAL MANAGEMENT, INC. reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
March 2024 — KIRTLAND FINANCIAL MANAGEMENT, INC. shrank from 3 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.