← Tributary

FNZ ADVISERS LLC

NEW YORK, NY · CRD 304035 · IAPD ↗ · fnz.com · 646-946-1614

$61.0MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2025 — FNZ ADVISERS LLC (NEW YORK, NY) left the SEC roster (was $61.0M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
March 2024 — FNZ ADVISERS LLC reported RAUM down 42% ($105.0M -> $61.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
45
February 2024 — FNZ ADVISERS LLC moved its main office from AVENTURA, FL to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.