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ARBOR POINT ADVISORS

LAVISTA, NE · CRD 165127 · IAPD ↗ · rdfintax.com · 888-777-1992

$6.93BRegulatory AUM
208Advisory reps
2643Employees
81Clients
51-100Planning clients
0Private funds
53States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
December 2024 — ARBOR POINT ADVISORS (LAVISTA, NE) left the SEC roster (was $6.93B RAUM, 208 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
May 2024 — ARBOR POINT ADVISORS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — ARBOR POINT ADVISORS shrank from 215 to 208 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — ARBOR POINT ADVISORS added office(s): 138 -> 147 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.