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RILEY PRIVATE CLIENT LLC

SOUTHLAKE, TX · CRD 310313 · IAPD ↗ · 817-870-4680

$64.9MRegulatory AUM
1Advisory reps
4Employees
0Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2024 — RILEY PRIVATE CLIENT LLC (SOUTHLAKE, TX) left the SEC roster (was $64.9M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.