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AVIVA INVESTORS AMERICAS

CHICAGO, IL · CRD 163989 · IAPD ↗ · 312-873-5800

$59.1MRegulatory AUM
0Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
1States
6Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
February 2025 — AVIVA INVESTORS AMERICAS (CHICAGO, IL) left the SEC roster (was $59.1M RAUM, 0 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
35
December 2024 — AVIVA INVESTORS AMERICAS reported RAUM down 100% ($18.58B -> $59.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
December 2024 — AVIVA INVESTORS AMERICAS shrank from 20 to 0 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
April 2024 — AVIVA INVESTORS AMERICAS reported RAUM up 195% ($6.30B -> $18.58B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.