← Tributary

FOUR PONDS FINANCIAL PLANNING

MASHPEE, MA · CRD 142683 · IAPD ↗ · 888-285-7705

$150.2MRegulatory AUM
4Advisory reps
4Employees
25Clients
26-50Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2024 — FOUR PONDS FINANCIAL PLANNING (MASHPEE, MA) left the SEC roster (was $150.2M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
March 2024 — FOUR PONDS FINANCIAL PLANNING added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.