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K1 INVESTMENT MANAGEMENT LLC

MANHATTAN BEACH, CA · CRD 161953 · IAPD ↗ · 800 310 2870

$23.60BRegulatory AUM
64Advisory reps
75Employees
0Clients
n/aPlanning clients
26Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

51
April 2025 — K1 INVESTMENT MANAGEMENT LLC reported RAUM up 31% ($14.99B -> $19.70B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2024 — K1 INVESTMENT MANAGEMENT LLC shrank from 71 to 66 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.