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LAZARI CAPITAL MANAGEMENT, INC.

BURBANK, CA · CRD 172932 · IAPD ↗ · lazaricapital.com · 818-264-0610

$691.1MRegulatory AUM
8Advisory reps
14Employees
0Clients
0Planning clients
1Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
May 2026 — LAZARI CAPITAL MANAGEMENT, INC. moved its main office from WOODLAND HILLS, CA to BURBANK, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
73
April 2026 — LAZARI CAPITAL MANAGEMENT, INC. now reports 1 private fund(s) ($6.1M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
70
April 2025 — LAZARI CAPITAL MANAGEMENT, INC. crossed $500M in regulatory AUM ($471.1M -> $614.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
October 2024 — LAZARI CAPITAL MANAGEMENT, INC. notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
October 2024 — LAZARI CAPITAL MANAGEMENT, INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
71
October 2024 — LAZARI CAPITAL MANAGEMENT, INC. grew from 5 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
April 2024 — LAZARI CAPITAL MANAGEMENT, INC. shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.