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PROTECTION POINT ADVISORS

ROSEVILLE, CA · CRD 291805 · IAPD ↗ · protectionpointadvisors.com · 916-367-4540

$578.4MRegulatory AUM
13Advisory reps
23Employees
42Clients
0Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
January 2026 — PROTECTION POINT ADVISORS (ROSEVILLE, CA) left the SEC roster (was $578.4M RAUM, 13 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
53
April 2024 — PROTECTION POINT ADVISORS shrank from 27 to 12 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
April 2024 — PROTECTION POINT ADVISORS crossed $500M in regulatory AUM ($464.8M -> $548.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.