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MERLIN ASSET MANAGEMENT

NEWPORT, RI · CRD 284790 · IAPD ↗ · merlinam.com · 617 366-2650

$36.3MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2024 — MERLIN ASSET MANAGEMENT (NEWPORT, RI) left the SEC roster (was $36.3M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2024 — MERLIN ASSET MANAGEMENT reported RAUM down 30% ($51.9M -> $36.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.