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VANBARTON GROUP LLC

NEW YORK, NY · CRD 119128 · IAPD ↗ · 212-293-8800

$2.28BRegulatory AUM
20Advisory reps
28Employees
0Clients
0Planning clients
8Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

32
April 2026 — VANBARTON GROUP LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2024 — VANBARTON GROUP LLC shrank from 23 to 17 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.