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SIMPLICITY SOLUTIONS, LLC

MINNEAPOLIS, MN · CRD 175009 · IAPD ↗ · simplicitysolutions.com · 952-831-0039

$3.30BRegulatory AUM
130Advisory reps
130Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2024 — SIMPLICITY SOLUTIONS, LLC (MINNEAPOLIS, MN) left the SEC roster (was $3.30B RAUM, 130 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.