← Tributary

HERITAGE WEALTH MANAGEMENT, LLC

PHOENIX, AZ · CRD 287909 · IAPD ↗ · 602-775-5400

$545.1MRegulatory AUM
18Advisory reps
28Employees
0Clients
251-500Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2024 — HERITAGE WEALTH MANAGEMENT, LLC (PHOENIX, AZ) left the SEC roster (was $545.1M RAUM, 18 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.