← Tributary

180 DEGREE CAPITAL CORP.

MONTCLAIR, NJ · CRD 309142 · IAPD ↗ · ir.180degreecapital.com · 973-746-4500

$60.8MRegulatory AUM
3Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2025 — 180 DEGREE CAPITAL CORP. (MONTCLAIR, NJ) left the SEC roster (was $60.8M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2024 — 180 DEGREE CAPITAL CORP. reported RAUM down 29% ($85.5M -> $60.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.