← Tributary

T.O.S. ADVISORS, LLC

HOUSTON, TX · CRD 165004 · IAPD ↗ · tos-advisors.com · 713-376-3202

$272.3MRegulatory AUM
3Advisory reps
3Employees
10Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2024 — T.O.S. ADVISORS, LLC (HOUSTON, TX) left the SEC roster (was $272.3M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.