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PENNANTPARK INVESTMENT ADVISERS, LLC

MIAMI BEACH, FL · CRD 143149 · IAPD ↗ · 212-905-1000

$6.16BRegulatory AUM
30Advisory reps
91Employees
0Clients
0Planning clients
12Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

52
April 2026 — PENNANTPARK INVESTMENT ADVISERS, LLC reported RAUM up 36% ($4.51B -> $6.16B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2026 — PENNANTPARK INVESTMENT ADVISERS, LLC grew from 25 to 30 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2024 — PENNANTPARK INVESTMENT ADVISERS, LLC shrank from 31 to 24 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2024 — PENNANTPARK INVESTMENT ADVISERS, LLC added office(s): 0 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.