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AXIOM INVESTMENT MANAGEMENT LLC

NEW YORK, NY · CRD 141516 · IAPD ↗ · 212-521-3800

$236.8MRegulatory AUM
4Advisory reps
10Employees
2Clients
n/aPlanning clients
0Private funds
35States
7Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
May 2026 — AXIOM INVESTMENT MANAGEMENT LLC notice-filed in AZ, DE, NM, NV, SD, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — AXIOM INVESTMENT MANAGEMENT LLC shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
66
April 2024 — AXIOM INVESTMENT MANAGEMENT LLC reported RAUM up 57% ($136.4M -> $213.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.