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PRINCIPAL ENTERPRISE CAPITAL, LLC

DES MOINES, IA · CRD 157574 · IAPD ↗ · principalam.com · 1-800-533-1390

$0Regulatory AUM
0Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
0States
3Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
April 2024 — PRINCIPAL ENTERPRISE CAPITAL, LLC (DES MOINES, IA) left the SEC roster (was $0 RAUM, 0 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.