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CAISSA WEALTH STRATEGIES

BLOOMINGTON, MN · CRD 150458 · IAPD ↗ · 612-426-6007

$297.0MRegulatory AUM
6Advisory reps
10Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
September 2026 — CAISSA WEALTH STRATEGIES notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — CAISSA WEALTH STRATEGIES shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
61
April 2024 — CAISSA WEALTH STRATEGIES reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.