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AUTUMN WIND ASSET MANAGEMENT INC

RESTON, VA · CRD 110569 · IAPD ↗ · autumnwind.com · 703-757-3848

$141.6MRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2024 — AUTUMN WIND ASSET MANAGEMENT INC (RESTON, VA) left the SEC roster (was $141.6M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.