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ENVESTNET EMBEDDED ADVISORY, INC.

CHICAGO, IL · CRD 322162 · IAPD ↗ · envestnet.com · 312-827-2800

$10,415Regulatory AUM
10Advisory reps
12Employees
0Clients
0Planning clients
0Private funds
53States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
May 2024 — ENVESTNET EMBEDDED ADVISORY, INC. (CHICAGO, IL) left the SEC roster (was $10,415 RAUM, 10 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
April 2024 — ENVESTNET EMBEDDED ADVISORY, INC. shrank from 15 to 10 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.