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FIRST ASCENT ASSET MANAGEMENT, LLC

DENVER, CO · CRD 281470 · IAPD ↗ · firstascentam.com · 720-465-7888

$1.37BRegulatory AUM
3Advisory reps
12Employees
0Clients
n/aPlanning clients
0Private funds
33States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2024 — FIRST ASCENT ASSET MANAGEMENT, LLC (DENVER, CO) left the SEC roster (was $1.37B RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.