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SAGE ROCK CAPITAL MANAGEMENT LP

NEW YORK, NY · CRD 171117 · IAPD ↗ · tx3sagerock.com · 212-257-4859

$86.5MRegulatory AUM
2Advisory reps
4Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
February 2025 — SAGE ROCK CAPITAL MANAGEMENT LP (NEW YORK, NY) left the SEC roster (was $86.5M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2024 — SAGE ROCK CAPITAL MANAGEMENT LP reported RAUM down 78% ($393.7M -> $86.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
April 2024 — SAGE ROCK CAPITAL MANAGEMENT LP shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.