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CATALYST WEALTH MANAGEMENT

NORTHBROOK, IL · CRD 283728 · IAPD ↗ · catalystwealthmgmt.com · 773-774-2600

$71.7MRegulatory AUM
1Advisory reps
2Employees
0Clients
1-10Planning clients
2Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
November 2024 — CATALYST WEALTH MANAGEMENT (NORTHBROOK, IL) left the SEC roster (was $71.7M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
65
June 2024 — CATALYST WEALTH MANAGEMENT now reports custody of client assets ($71.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
April 2024 — CATALYST WEALTH MANAGEMENT reported RAUM down 49% ($139.6M -> $71.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.