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BREAN ASSET MANAGEMENT, LLC

SUMMIT, NJ · CRD 281712 · IAPD ↗ · 212-702-6677

$215.1MRegulatory AUM
5Advisory reps
9Employees
0Clients
0Planning clients
1Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
May 2024 — BREAN ASSET MANAGEMENT, LLC (SUMMIT, NJ) left the SEC roster (was $215.1M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
April 2024 — BREAN ASSET MANAGEMENT, LLC shrank from 10 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.