← Tributary

DB WEALTH MANAGEMENT GROUP, LLC

SAN DIEGO, CA · CRD 135317 · IAPD ↗ · dbwmg.com · 619.497.0404

$213.4MRegulatory AUM
2Advisory reps
5Employees
0Clients
11-25Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2024 — DB WEALTH MANAGEMENT GROUP, LLC (SAN DIEGO, CA) left the SEC roster (was $213.4M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.