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SEM WEALTH MANAGEMENT

TUCSON, AZ · CRD 112142 · IAPD ↗ · 520-749-4580

$933.5MRegulatory AUM
4Advisory reps
11Employees
0Clients
0Planning clients
0Private funds
29States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

69
April 2025 — SEM WEALTH MANAGEMENT reported RAUM up 58% ($584.1M -> $920.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
78
April 2025 — SEM WEALTH MANAGEMENT now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
45
November 2024 — SEM WEALTH MANAGEMENT notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
April 2024 — SEM WEALTH MANAGEMENT reported RAUM down 29% ($817.9M -> $584.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.