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HERITAGE CAPITAL ADVISORS, LLC

· CRD 310306 · IAPD ↗ · info@heritagecapitalresearch.com · 303-670-9761

$1.26BRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — HERITAGE CAPITAL ADVISORS, LLC crossed $1B in regulatory AUM ($672.5M -> $1.26B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
April 2025 — HERITAGE CAPITAL ADVISORS, LLC crossed $500M in regulatory AUM ($120.0M -> $672.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
April 2024 — HERITAGE CAPITAL ADVISORS, LLC reported RAUM down 78% ($545.5M -> $120.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.