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TCW SPECIAL SITUATIONS, LLC

LOS ANGELES, CA · CRD 166286 · IAPD ↗ · tcw.com · 213-244-0000

$21.6MRegulatory AUM
12Advisory reps
24Employees
0Clients
n/aPlanning clients
1Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
April 2024 — TCW SPECIAL SITUATIONS, LLC (LOS ANGELES, CA) left the SEC roster (was $21.6M RAUM, 12 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.