← Tributary

USCA ASSET MANAGEMENT LLC

HOUSTON, TX · CRD 137045 · IAPD ↗ · uscallc.com · 713-366-0500

$132.1MRegulatory AUM
5Advisory reps
6Employees
0Clients
0Planning clients
24Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2024 — USCA ASSET MANAGEMENT LLC shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.