EXCELSIOR WEALTH MANAGEMENT LLC

· CRD 326976 · IAPD ↗ · 773-331-4692

$18.0MRegulatory AUM

1Advisory reps

1Employees

0Clients

0Planning clients

0Private funds

2States

0Disclosures

wealthSegment

120-Day ApprovalSEC status

Filing changes

April 2024 — EXCELSIOR WEALTH MANAGEMENT LLC (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $18.0M RAUM, 1 reps).

Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.

Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.