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WATERSTONE INVESTMENT COUNSEL, LLC

CINCINNATI, OH · CRD 106639 · IAPD ↗ · waterstoneinv.com · 513-573-0440

$140.7MRegulatory AUM
3Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2024 — WATERSTONE INVESTMENT COUNSEL, LLC (CINCINNATI, OH) left the SEC roster (was $140.7M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.