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MERCER INVESTMENT SOLUTIONS LLC

NEW YORK, NY · CRD 155919 · IAPD ↗ · secor-am.com · (212) 345-7000

$2.17BRegulatory AUM
21Advisory reps
38Employees
4Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

35
July 2026 — MERCER INVESTMENT SOLUTIONS LLC filed an Item 4A succession naming SECOR INVESTMENT MANAGEMENT, LP (CRD 155919) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
50
July 2026 — SECOR INVESTMENT MANAGEMENT, LP is now doing business as MERCER INVESTMENT SOLUTIONS LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
64
April 2026 — SECOR INVESTMENT MANAGEMENT, LP grew from 17 to 21 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2024 — SECOR INVESTMENT MANAGEMENT, LP reported RAUM down 33% ($3.06B -> $2.06B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.