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PHASE LINE CAPITAL, LLC

ATLANTA, GA · CRD 315116 · IAPD ↗ · phaselinecapital.com · 404-806-9505

$34.0MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
October 2024 — PHASE LINE CAPITAL, LLC (ATLANTA, GA) left the SEC roster (was $34.0M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
June 2024 — PHASE LINE CAPITAL, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
April 2024 — PHASE LINE CAPITAL, LLC reported RAUM down 75% ($138.2M -> $34.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.