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BREAKOUT FUNDS LLC

CHICAGO, IL · CRD 327272 · IAPD ↗ · breakoutfunds.com · (312) 465-2694

$0Regulatory AUM
3Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
institutionalSegment
120-Day ApprovalSEC status

Filing changes

50
April 2024 — BREAKOUT FUNDS LLC (CHICAGO, IL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.